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Detailed Report
Lauren M Hartigan
Lauren Hartigan
CRD#: 7214514
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 1 CITIZENS BANK WAY
JOHNSTON, RI 02919
Registration History
20202021202220232024202520262 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2020 - 2020 (<1 year)
License(s)

State Registrations

B
Rhode Island 12/7/2022
IA
Rhode Island 12/7/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
1 CITIZENS BANK WAY, JOHNSTON, RI 02919
Registered with this firm since 12/7/2022
B
CITIZENS SECURITIES, INC. (CRD#:39550)
1 CITIZENS BANK WAY, JOHNSTON, RI 02919
Registered with this firm since 12/7/2022
Previous Registration(s)
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IA
 09/23/2022 - 12/08/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Providence, RI
B
 09/23/2022 - 12/08/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Providence, RI
IA
 06/21/2021 - 08/22/2022 CITIZENS SECURITIES, INC. (CRD#:39550) JOHNSTON, RI
B
 03/10/2021 - 08/22/2022 CITIZENS SECURITIES, INC. (CRD#:39550) JOHNSTON, RI
B
 01/22/2020 - 12/31/2020 CITIZENS SECURITIES, INC. (CRD#:39550) PROVIDENCE, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.