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Detailed Report
Sebastien Tomescu
CRD#: 7214173
IA
Investment Adviser
B
Broker
CUSO FINANCIAL SERVICES, L.P.CRD#: 42132 3101 TRAVIS BLVD., SUITE A
FAIRFIELD, CA 94534
Registration History
2010201220142016201820202022202420262 FIRMS2020 - Present (4 years)
Disclosure(s)
View By:
10/1/2009
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 3/25/2022
B
Minnesota 3/16/2022
B
Arkansas 3/17/2022
B
Montana 4/4/2022
B
California 12/7/2020
B
Nevada 4/1/2022
IA
California 12/7/2020
B
New Hampshire 4/6/2022
B
Colorado 3/17/2022
B
New Jersey 4/4/2022
B
Connecticut 4/3/2022
B
New Mexico 3/17/2022
B
Florida 3/17/2022
B
New York 3/19/2022
B
Georgia 4/4/2022
B
North Carolina 4/4/2022
B
Hawaii 8/5/2024
B
Oregon 3/21/2022
B
Louisiana 4/4/2022
B
South Carolina 4/4/2022
B
Maryland 3/17/2022
B
Washington 3/16/2022
B
Massachusetts 4/4/2022
B
West Virginia 4/4/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CUSO FINANCIAL SERVICES, L.P. (CRD#:42132)
3101 TRAVIS BLVD., SUITE A, FAIRFIELD, CA 94534
360 22ND STREET, OAKLAND, CA 94612
Registered with this firm since 12/7/2020
B
CUSO FINANCIAL SERVICES, L.P. (CRD#:42132)
3101 TRAVIS BLVD., SUITE A, FAIRFIELD, CA 94534
360 22ND STREET, OAKLAND, CA 94612
Registered with this firm since 8/3/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.