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Rogelio Gonzalez
Roger Gonzalez
CRD#: 7213598
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 1055 LPL WAY
FORT MILL, SC 29715
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Oregon 11/14/2024

IA
Washington 11/14/2024

B
Washington 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
1055 LPL WAY, FORT MILL, SC 29715
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
1055 LPL WAY, FORT MILL, SC 29715
Registered with this firm since 11/14/2024

Previous Registration(s)
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IA
06/08/2023 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Mercer Island, WA
B
06/08/2023 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Mercer Island, WA
IA
11/10/2021 - 04/18/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) POULSBO, WA
B
11/10/2021 - 04/18/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) POULSBO, WA
IA
04/16/2021 - 08/06/2021 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) Port Orchard, WA
B
04/16/2021 - 08/06/2021 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) PORT ORCHARD, WA
IA
10/13/2020 - 02/17/2021 FIRST COMMAND ADVISORY SERVICES (CRD#:281958) Silverdale, WA
B
07/20/2020 - 02/17/2021 FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641) SILVERDALE, WA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.