Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JASON L WIGGINS
Jason Wiggins
CRD#: 7212565
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 9000 KEYSTONE CROSSING
SUITE 300
INDIANAPOLIS, IN 46240
Registration History
20202021202220232024202520262 FIRMS2021 - Present (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2020 - 2021 (1 year)
License(s)

State Registrations

B
Alabama 5/6/2022
IA
Indiana 9/13/2021
IA
Alabama 5/6/2022
B
Kentucky 4/23/2021
B
Florida 10/12/2021
B
North Carolina 4/23/2021
IA
Florida 10/13/2021
B
Texas 10/12/2021
B
Indiana 4/23/2021
IA
Texas 10/12/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
9000 KEYSTONE CROSSING SUITE 300, INDIANAPOLIS, IN 46240
Greenwood, IN
Registered with this firm since 9/13/2021
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
9000 KEYSTONE CROSSING SUITE 300, INDIANAPOLIS, IN 46240
Greenwood, IN
Registered with this firm since 4/23/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/03/2020 - 03/30/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) Indianapolis, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.