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Sudeshna Kapoor
Sudeshna Roy
CRD#: 7210309
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 110 ALLEN ROAD
2ND FLOOR
BASKING RIDGE, NJ 07920
Registration History
20202021202220232024202520262 FIRMS2020 - 2020 (<1 year)2 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2020 - 2024 (3 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2021 - 2024 (3 years)
License(s)

State Registrations

B
California 11/14/2024

B
New York 11/14/2024

B
Florida 11/15/2024

B
Pennsylvania 11/14/2024

B
New Jersey 11/14/2024

B
Texas 11/14/2024

IA
New Jersey 11/14/2024

IA
Texas 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/07/2021 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Basking Ridge, NJ
B
12/09/2020 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Basking Ridge, NJ
IA
03/11/2020 - 09/17/2020 EDWARD JONES (CRD#:250) MILLBURN, NJ
B
02/14/2020 - 09/17/2020 EDWARD JONES (CRD#:250) MILLBURN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.