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Detailed Report
James Simonaro
James Nicholas Simonaro
CRD#: 7208828
IA
Investment Adviser
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 340 E CLARK AVE
ORCUTT, CA 93455
Registration History
2020202120222023202420252026IAWEALTH ENHANCEMENT ADVISORY SE... (CRD# 116407)2022 - Present (3 years)IAVIVID FINANCIAL MANAGEMENT, INC. (CRD# 281392)2020 - 2022 (1 year)
License(s)

State Registrations

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California 1/3/2022
Current Registration(s)
IA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
340 E CLARK AVE, ORCUTT, CA 93455
Registered with this firm since 1/3/2022
Previous Registration(s)
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IA
 12/22/2020 - 01/07/2022 VIVID FINANCIAL MANAGEMENT, INC. (CRD#:281392) ORCUTT, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.