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PRENI KESHISHI
CRD#: 7208128
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 82 S LAKE AVE
PASADENA, CA 91101
Registration History
20202021202220232024202520262 FIRMS2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2020 - 2024 (4 years)
License(s)

State Registrations

B
California 3/13/2024

IA
California 7/12/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
82 S LAKE AVE, PASADENA, CA 91101
Registered with this firm since 7/12/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
82 S LAKE AVE, PASADENA, CA 91101
Registered with this firm since 3/13/2024

Previous Registration(s)
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B
02/27/2020 - 02/17/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) SHERMAN OAKS, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.