• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Michael Robert McMorris
Michael Robert Brown
CRD#: 7207917
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N Wacker Dr
Chicago, IL 60606
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 7/17/2020

B
Montana 7/17/2020

B
Alaska 7/17/2020

B
Nebraska 7/17/2020

B
Arizona 7/17/2020

B
Nevada 7/17/2020

B
Arkansas 7/17/2020

B
New Hampshire 7/17/2020

B
California 7/17/2020

B
New Jersey 7/17/2020

B
Colorado 7/17/2020

B
New Mexico 7/17/2020

B
Connecticut 7/17/2020

B
New York 7/17/2020

B
Delaware 7/17/2020

B
North Carolina 7/17/2020

B
District of Columbia 7/17/2020

B
North Dakota 7/17/2020

B
Florida 7/17/2020

B
Ohio 7/17/2020

B
Georgia 7/17/2020

B
Oklahoma 7/17/2020

B
Hawaii 7/17/2020

B
Oregon 7/17/2020

B
Idaho 7/17/2020

B
Pennsylvania 7/17/2020

B
Illinois 6/30/2020

B
Rhode Island 7/17/2020

IA
Illinois 6/30/2020

B
South Carolina 7/17/2020

B
Indiana 7/17/2020

B
South Dakota 7/17/2020

B
Iowa 7/17/2020

B
Tennessee 7/17/2020

B
Kansas 7/17/2020

B
Texas 7/17/2020

B
Kentucky 7/17/2020

IA
Texas 9/29/2020

B
Louisiana 7/17/2020

B
Utah 7/17/2020

B
Maine 7/17/2020

B
Vermont 7/17/2020

B
Maryland 7/17/2020

B
Virginia 7/17/2020

B
Massachusetts 7/17/2020

B
Washington 7/17/2020

B
Michigan 7/17/2020

B
West Virginia 7/17/2020

B
Minnesota 7/17/2020

B
Wisconsin 7/17/2020

B
Mississippi 7/17/2020

B
Wyoming 7/17/2020

B
Missouri 7/17/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N Wacker Dr, Chicago, IL 60606
Registered with this firm since 6/30/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N Wacker Dr, Chicago, IL 60606
Registered with this firm since 3/7/2020

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.