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Zachary Donovan Werner
Zachary Werner
CRD#: 7207877
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 THE TOWERS AT KENWOOD
8044 MONTGOMERY ROAD, Ste. 100W
CINCINNATI, OH 45236
Registration History
2018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - 2022 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - 2022 (<1 year)
Disclosure(s)
View By:
8/8/2018
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 5/15/2024

B
New Jersey 5/4/2022

B
Alaska 2/8/2023

B
New York 4/17/2024

B
Arkansas 1/19/2023

B
Ohio 4/21/2022

B
Colorado 3/17/2023

IA
Ohio 4/23/2022

B
Florida 4/21/2022

B
Pennsylvania 4/21/2022

B
Georgia 5/5/2022

B
South Carolina 5/5/2022

B
Illinois 5/9/2022

B
Tennessee 5/5/2022

B
Indiana 4/21/2022

B
Texas 4/21/2022

B
Iowa 1/30/2023

IA
Texas 4/21/2022

B
Kentucky 4/21/2022

B
Washington 2/16/2024

B
Michigan 4/21/2022

B
West Virginia 4/21/2022

B
Nevada 1/18/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
THE TOWERS AT KENWOOD 8044 MONTGOMERY ROAD, Ste. 100W, CINCINNATI, OH 45236
Registered with this firm since 4/21/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
THE TOWERS AT KENWOOD 8044 MONTGOMERY ROAD, Ste. 100W, CINCINNATI, OH 45236
Registered with this firm since 4/21/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/19/2021 - 03/31/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) Atlanta, GA
B
12/04/2020 - 03/31/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) Atlanta, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.