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SPENCER PATRICK FIELDS
CRD#: 7207715
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 201 MAIN STREET
URBANA, IL 61801
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 201 MAIN STREET
URBANA, IL 61801
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Arizona 5/19/2021

B
Minnesota 7/24/2024

B
California 3/7/2022

B
Missouri 3/7/2022

B
Colorado 3/7/2022

B
New Mexico 10/4/2022

B
Florida 1/4/2021

B
Ohio 3/8/2022

B
Georgia 3/7/2022

B
Oregon 3/7/2022

B
Idaho 6/2/2023

B
Pennsylvania 3/7/2022

B
Illinois 9/4/2020

B
South Carolina 3/7/2022

IA
Illinois 9/10/2020

B
Tennessee 9/8/2022

B
Indiana 1/4/2021

B
Texas 1/19/2022

B
Kansas 9/28/2020

IA
Texas 1/20/2022

B
Maryland 4/18/2022

B
Virginia 3/7/2022

B
Massachusetts 4/4/2024

B
Washington 3/7/2022

B
Michigan 3/7/2022

B
Wisconsin 5/19/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
201 MAIN STREET, URBANA, IL 61801
Registered with this firm since 9/10/2020

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
201 MAIN STREET, URBANA, IL 61801
Registered with this firm since 8/3/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.