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CLIFFORD HERBERT HENRICKSON
CRD#: 720707
IA
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ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 777 EAST WISCONSIN AVE
MILWAUKEE, WI 53202
MILWAUKEE, WI 53202
0
Disclosures
44
Years of Experience
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State Registrations
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Alabama 9/7/2021
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Missouri 6/12/2019
B
Arizona 9/29/2015
B
Nevada 5/29/1992
B
Arkansas 1/9/2019
B
New Hampshire 6/12/2019
B
California 3/18/1985
B
New Jersey 6/12/2019
B
Colorado 11/11/1992
B
New York 3/19/1987
B
Florida 3/19/1985
B
North Carolina 3/5/2024
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Florida 7/26/2017
B
Ohio 7/13/1987
B
Georgia 3/19/1987
B
Oregon 6/12/2019
B
Hawaii 3/25/2021
B
Pennsylvania 9/29/2016
B
Idaho 6/12/2019
B
Rhode Island 6/12/2019
B
Illinois 7/19/1982
B
South Carolina 12/11/2002
B
Indiana 2/10/2025
B
Texas 8/6/1990
B
Iowa 6/12/2019
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Texas 2/6/2017
B
Kentucky 6/12/2019
B
Utah 3/22/2016
B
Louisiana 6/12/2019
B
Vermont 6/12/2019
B
Maine 6/12/2019
B
Virginia 10/24/2003
B
Maryland 10/6/2014
B
Washington 7/18/1991
B
Massachusetts 4/30/2019
B
West Virginia 2/6/2020
B
Michigan 9/11/1987
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Wisconsin 8/26/1983
B
Minnesota 7/21/1987
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Wisconsin 6/23/1988
SRO Registrations
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Registered with this firm since 6/23/1988
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Registered with this firm since 7/9/1982
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/02/2002 - 12/17/2002 | MILWAUKEE, WI | |
B | 12/29/1980 - 07/19/1982 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.