Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Jonathan Michael Joles
Jonathan Joles
CRD#: 7206569
IA
Investment Adviser
AE WEALTH MANAGEMENT, LLCCRD#: 282580 545 S Pine St
Sebring, FL 33870
Registration History
20192020202120222023202420252026IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2019 - Present (5 years)
License(s)

State Registrations

IA
Florida 12/16/2019
Current Registration(s)
IA
AE WEALTH MANAGEMENT, LLC (CRD#:282580)
545 S Pine St, Sebring, FL 33870
1301 Riverplace Blvd Ste 2420, Jacksonville, FL 32207
Registered with this firm since 12/16/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.