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Detailed Report
Ian David Murray
CRD#: 7205345
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Investment Adviser
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Previous Broker
MARINER INDEPENDENTCRD#: 305418 500 Franklin Turnpike
Ramsey, NJ 07446
Registration History
2021202220232024202520262 FIRMS2021 - 2022 (1 year)IAMARINER INDEPENDENT (CRD# 305418)2022 - Present (2 years)
License(s)

State Registrations

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New Jersey 7/11/2022
Current Registration(s)
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MARINER INDEPENDENT (CRD#:305418)
500 Franklin Turnpike, Ramsey, NJ 07446
Registered with this firm since 7/11/2022
Previous Registration(s)
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 04/08/2021 - 07/11/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Cedar Knolls, NJ
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 01/04/2021 - 07/11/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Cedar Knolls, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.