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BRENDAN JOHN ROBERTS
BRENDAN ROBERTS
CRD#: 7204616
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 550 S TRYON ST
CHARLOTTE, NC 28202
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
North Carolina 2/7/2020

IA
Texas 6/8/2020

IA
North Carolina 5/23/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 S TRYON ST, CHARLOTTE, NC 28202
Huntersville, NC
Registered with this firm since 6/8/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 S TRYON ST, CHARLOTTE, NC 28202
Huntersville, NC
Registered with this firm since 1/24/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.