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Rafia Zaman
RAFIA AKHTER ZAMAN, RAFIA ZAMAN
CRD#: 7204352
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 777 MAIN ST
STE 3800
FORT WORTH, TX 76102
NYLIFE SECURITIES LLCCRD#: 5167 777 MAIN STREET
SUITE 3800
FORT WORTH, TX 76102-5337
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Texas 7/10/2024

IA
Texas 12/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
777 MAIN ST STE 3800, FORT WORTH, TX 76102
Registered with this firm since 12/16/2024

B
NYLIFE SECURITIES LLC (CRD#:5167)
777 MAIN STREET SUITE 3800, FORT WORTH, TX 76102-5337
Registered with this firm since 7/10/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/18/2022 - 12/19/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
B
01/18/2022 - 12/19/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
IA
08/05/2021 - 10/27/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) IRVING, TX
B
08/05/2021 - 10/27/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
IA
08/31/2020 - 03/25/2021 EDWARD JONES (CRD#:250) ARLINGTON, TX
B
03/02/2020 - 03/25/2021 EDWARD JONES (CRD#:250) ARLINGTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.