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MICHAEL MONTGOMERY
CRD#: 7204202
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Cleveland, OH
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
California 8/17/2020

IA
Ohio 7/8/2020

B
Florida 1/5/2021

B
Texas 1/5/2021

B
Ohio 7/7/2020

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Cleveland, OH
Registered with this firm since 7/8/2020

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Cleveland, OH
Registered with this firm since 7/6/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.