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Michael Don Lopez
MICHAEL DON LOPEZ, Michael D Lopez, Michael Don Lopez Jr.
CRD#: 7203821
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 150 W University Dr, Floor 04
Tempe, AZ 85281
Registration History
2020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2020 - Present (4 years)BTD AMERITRADE, INC. (CRD# 7870)2020 - 2020 (<1 year)
License(s)

State Registrations

B
Alabama 12/16/2020

B
Nebraska 12/16/2020

B
Alaska 12/16/2020

B
Nevada 12/16/2020

B
Arizona 12/16/2020

B
New Hampshire 12/16/2020

IA
Arizona 12/21/2023

B
New Jersey 12/16/2020

B
Arkansas 12/16/2020

B
New Mexico 12/16/2020

B
California 12/16/2020

B
New York 12/16/2020

B
Colorado 12/16/2020

B
North Carolina 12/16/2020

B
Connecticut 12/16/2020

B
North Dakota 12/16/2020

B
Delaware 12/16/2020

B
Ohio 12/16/2020

B
District of Columbia 12/16/2020

B
Oklahoma 12/16/2020

B
Florida 12/16/2020

B
Oregon 12/16/2020

B
Georgia 12/16/2020

B
Pennsylvania 12/16/2020

B
Hawaii 12/16/2020

B
Puerto Rico 12/16/2020

B
Idaho 12/16/2020

B
Rhode Island 12/16/2020

B
Illinois 12/16/2020

B
South Carolina 12/16/2020

B
Indiana 12/16/2020

B
South Dakota 12/16/2020

B
Iowa 12/16/2020

B
Tennessee 12/16/2020

B
Kansas 12/16/2020

B
Texas 12/16/2020

B
Kentucky 12/16/2020

IA
Texas 1/10/2024

B
Louisiana 12/16/2020

B
Utah 12/16/2020

B
Maine 12/16/2020

B
Vermont 12/16/2020

B
Maryland 12/16/2020

B
Virgin Islands 12/16/2020

B
Massachusetts 12/16/2020

B
Virginia 12/16/2020

B
Michigan 12/16/2020

B
Washington 12/16/2020

B
Minnesota 12/16/2020

B
West Virginia 12/16/2020

B
Mississippi 12/16/2020

B
Wisconsin 12/16/2020

B
Missouri 12/16/2020

B
Wyoming 12/16/2020

B
Montana 12/16/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
150 W University Dr, Floor 04, Tempe, AZ 85281
Laveen, AZ
Registered with this firm since 12/21/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
150 W University Dr, Floor 04, Tempe, AZ 85281
Laveen, AZ
Registered with this firm since 12/16/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/24/2020 - 11/17/2020 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.