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HARRY GLADSTONE
CRD#: 7202311
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3793 STATE STREET
SANTA BARBARA, CA 93105
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3793 STATE STREET
SANTA BARBARA, CA 93105
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alaska 2/28/2023

B
Nevada 5/26/2021

B
Arizona 5/26/2021

B
New Jersey 11/2/2023

B
California 5/26/2021

B
New Mexico 1/4/2025

IA
California 10/20/2021

B
North Carolina 7/19/2024

B
Colorado 1/7/2025

B
Ohio 1/6/2025

B
Hawaii 6/22/2023

B
Oregon 6/10/2022

B
Kansas 2/6/2025

B
Texas 6/5/2024

B
Maryland 1/4/2025

IA
Texas 6/10/2024

B
Massachusetts 5/29/2024

B
Utah 1/4/2025

B
Minnesota 5/17/2024

B
Virginia 6/28/2023

B
Missouri 10/27/2022

B
Washington 9/21/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3793 STATE STREET, SANTA BARBARA, CA 93105
Registered with this firm since 10/20/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
3793 STATE STREET, SANTA BARBARA, CA 93105
SANTA BARBARA, CA
Registered with this firm since 5/26/2021

Previous Registration(s)
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IA
03/09/2020 - 05/14/2021 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) CARPINTERIA, CA
B
05/11/2020 - 05/14/2021 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) CARPINTERIA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.