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Sean Harris
CRD#: 7202177
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Investment Adviser
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Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Gonzales, LA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Gonzales, LA
Registration History
20202021202220232024202520262 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2020 - 2023 (2 years)
License(s)

State Registrations

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Louisiana 9/1/2023

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Louisiana 11/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Gonzales, LA
Registered with this firm since 11/10/2023

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EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Gonzales, LA
Registered with this firm since 5/30/2023

Previous Registration(s)
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05/15/2020 - 02/15/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) BATON ROUGE, LA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.