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Detailed Report
BENJAMIN Josef ADAMS
Ben Adams, Benjamin Adams
CRD#: 7201716
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 12110 Sunset Hills Road
Suite 340
RESTON, VA 20190
Registration History
201920202021202220232024202520262 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
6/1/2019
Financial
Final
License(s)

State Registrations

B
Arizona 7/31/2024
IA
Florida 7/19/2024
IA
Arizona 8/2/2024
B
Ohio 11/6/2024
B
Connecticut 7/19/2024
B
Virginia 5/23/2024
IA
Connecticut 7/19/2024
IA
Virginia 5/23/2024
B
Florida 7/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
12110 Sunset Hills Road Suite 340, RESTON, VA 20190
ALDIE, VA
Registered with this firm since 5/23/2024
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
12110 Sunset Hills Road Suite 340, RESTON, VA 20190
ALDIE, VA
Registered with this firm since 5/22/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/08/2022 - 05/17/2024 MML INVESTORS SERVICES, LLC (CRD#:10409) Stone Ridge, VA
B
 08/31/2022 - 05/17/2024 MML INVESTORS SERVICES, LLC (CRD#:10409) Stone Ridge, VA
IA
 11/02/2020 - 09/01/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) VIENNA, VA
B
 01/16/2020 - 09/01/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) VIENNA, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.