Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
RACHEL M SEILER
CRD#: 7201125
IA
Investment Adviser
B
Previous Broker
CREATIVE PLANNINGCRD#: 105348 1515 W. 22nd St.
Suite 850
Oak Brook, IL 60523
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (1 year)IACREATIVE PLANNING (CRD# 105348)2022 - Present (2 years)IAMARINER WEALTH ADVISORS (CRD# 140195)2021 - 2022 (1 year)
License(s)

State Registrations

IA
Illinois 10/6/2022
Current Registration(s)
IA
CREATIVE PLANNING (CRD#:105348)
1515 W. 22nd St. Suite 850, Oak Brook, IL 60523
Chicago, IL
Registered with this firm since 10/6/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/02/2021 - 10/04/2022 MARINER WEALTH ADVISORS (CRD#:140195) Oakbrook Terrace, IL
IA
 05/15/2020 - 07/26/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) CHICAGO, IL
B
 03/07/2020 - 07/26/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.