Individual Firm
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Nicholas Garland
NICHOLAS ANDREW GARLAND, NICHOLAS GARLAND, Nick Garland
CRD#: 7200818
IA
B
FISHER INVESTMENTSCRD#: 107342 6500 INTERNATIONAL PKWY
STE 2050
PLANO, TX 75093-8222
STE 2050
PLANO, TX 75093-8222
0
Disclosures
4
Years of Experience
View By:
State Registrations
IA
Texas 7/25/2024
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Registered with this firm since 7/25/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/27/2022 - 06/12/2024 | Pittsfield, NH | |
B | 07/20/2022 - 06/12/2024 | GREENWOOD VILLAGE, CO | |
B | 02/10/2022 - 07/07/2022 | NEW YORK, NY | |
IA | 03/12/2020 - 09/17/2021 | MERRIMACK, NH | |
B | 02/07/2020 - 09/15/2021 | MERRIMACK, NH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.