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Aisha Ali
AISHA MASODA ALI
CRD#: 7200036
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 205 Royal Palm Way
Palm Beach, FL 33480
Palm Beach, FL 33480
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8/16/2021
Financial
Final
8/16/2021
Financial
Final
State Registrations
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Alabama 7/11/2022
B
Nebraska 6/10/2022
B
Alaska 6/20/2022
B
Nevada 6/23/2022
B
Arizona 6/23/2022
B
New Hampshire 6/21/2022
B
Arkansas 6/20/2022
B
New Jersey 6/21/2022
B
California 6/14/2022
B
New Mexico 6/17/2022
B
Colorado 6/21/2022
B
New York 6/21/2022
B
Connecticut 6/10/2022
B
North Carolina 6/13/2022
B
Delaware 6/27/2022
B
North Dakota 6/27/2022
B
District of Columbia 6/22/2022
B
Ohio 6/10/2022
B
Florida 6/20/2022
B
Oklahoma 6/22/2022
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Florida 6/20/2022
B
Oregon 8/5/2022
B
Georgia 6/21/2022
B
Pennsylvania 6/13/2022
B
Hawaii 7/13/2022
B
Puerto Rico 7/4/2022
B
Idaho 6/27/2022
B
Rhode Island 6/15/2022
B
Illinois 6/27/2022
B
South Carolina 6/22/2022
B
Indiana 7/29/2022
B
South Dakota 7/26/2022
B
Iowa 6/13/2022
B
Tennessee 6/20/2022
B
Kansas 6/20/2022
B
Texas 6/10/2022
B
Kentucky 7/14/2022
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Texas 11/17/2022
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Louisiana 6/21/2022
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Utah 6/13/2022
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Maine 6/10/2022
B
Vermont 6/21/2022
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Maryland 6/14/2022
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Virgin Islands 6/22/2022
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Massachusetts 7/5/2022
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Virginia 6/29/2022
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Michigan 7/26/2022
B
Washington 6/21/2022
B
Minnesota 6/22/2022
B
West Virginia 6/21/2022
B
Mississippi 6/21/2022
B
Wisconsin 6/15/2022
B
Missouri 6/10/2022
B
Wyoming 6/20/2022
B
Montana 6/10/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/20/2022
B
Registered with this firm since 6/10/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/09/2020 - 05/09/2022 | West Palm Beach, FL | |
B | 12/03/2019 - 05/09/2022 | WEST PALM BEACH, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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