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LEAH MEGAN PATTISON
LEAH MEGAN POWELL
CRD#: 7198772
IA
B
THE AMERIFLEX GROUPCRD#: 305585 3 Point Drive
Suite 302
Brea, CA 92821
Suite 302
Brea, CA 92821
OSAIC WEALTH, INC.CRD#: 23131 3 POINTE DRIVE
SUITE 302
BREA, CA 92821
SUITE 302
BREA, CA 92821
0
Disclosures
5
Years of Experience
View By:
State Registrations
B
Arizona 9/1/2023
B
Missouri 9/1/2023
IA
California 6/2/2023
B
Nevada 9/1/2023
B
California 9/1/2023
B
New York 1/2/2024
B
Colorado 9/5/2023
B
North Carolina 1/3/2024
B
Connecticut 1/2/2024
B
Oregon 1/2/2024
B
District of Columbia 1/2/2024
B
South Carolina 9/1/2023
B
Florida 1/2/2024
B
Tennessee 9/1/2023
B
Georgia 1/2/2024
B
Texas 9/1/2023
B
Idaho 1/2/2024
B
Utah 1/2/2024
B
Illinois 1/2/2024
B
Washington 1/2/2024
B
Iowa 9/1/2023
B
Wisconsin 9/1/2023
B
Michigan 1/2/2024
SRO Registrations
B
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IA
Registered with this firm since 6/2/2023
B
Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/01/2023 - 09/01/2023 | BREA, CA | |
IA | 09/28/2022 - 06/01/2023 | COSTA MESA, CA | |
B | 11/06/2020 - 06/01/2023 | COSTA MESA, CA | |
B | 01/24/2020 - 11/10/2020 | LONG BEACH, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.