Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SHARON ROSE KRESSE
CRD#: 719745
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 8535 Executive Woods Dr
Ste 300
Lincoln, NE 68512
Registration History
1980198519901995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1997 - Present (27 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1980 - Present (44 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1980 - 2006 (25 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1980 - 1986 (6 years)
Disclosure(s)
View By:
3/8/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/29/2006
B
Missouri 7/11/2001
B
Arkansas 7/19/2001
B
Montana 10/11/2011
B
California 7/12/2001
B
Nebraska 4/11/1996
B
Colorado 7/11/2001
IA
Nebraska 12/31/1997
B
Connecticut 10/11/2018
B
Nevada 3/2/2023
B
Florida 4/19/2001
B
New Mexico 3/12/2025
B
Georgia 7/11/2001
B
New York 2/6/2008
B
Hawaii 10/4/2021
B
Ohio 3/14/2024
B
Illinois 7/10/2001
B
Oregon 10/11/2011
B
Indiana 6/3/2010
B
South Carolina 3/2/2022
B
Iowa 6/2/1997
B
South Dakota 8/12/1997
B
Kansas 11/29/2006
B
Texas 11/29/2006
B
Louisiana 8/2/2004
IA
Texas 12/1/2006
B
Massachusetts 10/11/2011
B
Virginia 3/13/2024
B
Minnesota 1/23/1990

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8535 Executive Woods Dr Ste 300, Lincoln, NE 68512
1935 NORTH 120TH, OMAHA, NE 68154
Registered with this firm since 12/31/1997
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8535 Executive Woods Dr Ste 300, Lincoln, NE 68512
1935 NORTH 120TH, OMAHA, NE 68154
Registered with this firm since 11/26/1980
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/26/1980 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 11/26/1980 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.