Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
James Hagen
James Gregory Hagen, Jamie Hagen
CRD#: 7195862
IA
B
BCU WEALTH ADVISORS, LLCCRD#: 164173 300 N. MILWAUKEE AVENUE
VERNON HILLS, IL 60061
VERNON HILLS, IL 60061
LPL FINANCIAL LLCCRD#: 6413 300 N MILWAUKEE AVE
VERNON HILLS, IL 60061
VERNON HILLS, IL 60061
0
Disclosures
5
Years of Experience
View By:
State Registrations
B
Alabama 5/21/2024
B
Montana 8/15/2024
B
Arizona 6/30/2023
B
Nevada 2/29/2024
B
Arkansas 10/11/2023
B
New Hampshire 6/30/2023
B
California 6/30/2023
B
New Jersey 5/21/2024
B
Colorado 6/30/2023
B
New Mexico 9/25/2024
B
Delaware 9/5/2023
B
New York 9/5/2023
B
Florida 6/30/2023
B
North Carolina 7/5/2023
B
Georgia 7/16/2024
B
Ohio 9/6/2023
B
Hawaii 10/20/2023
B
Oregon 9/5/2023
IA
Illinois 2/13/2023
B
Pennsylvania 6/30/2023
B
Illinois 6/30/2023
B
South Carolina 9/27/2023
B
Indiana 9/29/2023
B
South Dakota 6/30/2023
B
Iowa 8/15/2024
B
Tennessee 9/12/2023
B
Kansas 6/30/2023
B
Texas 9/6/2023
B
Louisiana 11/8/2023
IA
Texas 1/3/2024
B
Maryland 9/29/2023
B
Utah 9/9/2023
B
Massachusetts 7/9/2024
B
Virginia 9/5/2023
B
Michigan 6/30/2023
B
Washington 5/23/2024
B
Minnesota 6/30/2023
B
West Virginia 9/5/2023
B
Mississippi 5/23/2024
B
Wisconsin 6/30/2023
B
Missouri 9/5/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
B
Registered with this firm since 6/30/2023
IA
Registered with this firm since 2/13/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/14/2023 - 06/30/2023 | VERNON HILLS, IL | |
IA | 09/22/2021 - 02/14/2023 | Geneva, IL | |
B | 09/22/2021 - 02/14/2023 | Geneva, IL | |
IA | 07/17/2020 - 09/21/2021 | WOODSTOCK, IL | |
B | 02/27/2020 - 09/21/2021 | WOODSTOCK, IL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.