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Detailed Report
BRANT LAWRENCE MEYER
CRD#: 7194180
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 210 MCCLELLAN ST
STE 300
WAUSAU, WI 54403
Registration History
20192020202120222023202420252026IAPRINCIPAL SECURITIES, INC. (CRD# 1137)2020 - Present (5 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2019 - Present (5 years)
License(s)

State Registrations

B
Alaska 11/4/2020
B
New Mexico 6/27/2023
B
Arizona 7/7/2021
B
North Dakota 7/6/2022
B
Colorado 7/7/2021
B
Ohio 4/1/2020
B
Florida 7/7/2021
B
Oregon 8/19/2021
B
Illinois 4/28/2020
B
Texas 7/7/2021
B
Indiana 1/11/2021
IA
Texas 7/16/2021
B
Michigan 4/1/2020
B
Wisconsin 1/27/2020
B
Minnesota 7/7/2021
IA
Wisconsin 1/27/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
210 MCCLELLAN ST STE 300, WAUSAU, WI 54403
Registered with this firm since 1/27/2020
B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
210 MCCLELLAN ST STE 300, WAUSAU, WI 54403
Registered with this firm since 12/9/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.