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Detailed Report
Amy Song
Amy X Song, Amy Xiaoling Song, Xiaoling A Tran, Xiaoling Tran, Xiaoling Wang…
CRD#: 7194068
IA
Investment Adviser
B
Broker
HSBC SECURITIES (USA) INC.CRD#: 19585 15315 CULVER DRIVE
SUITE # 187
IRVINE, CA 92604
Registration History
201920202021202220232024202520262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - 2022 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - 2022 (2 years)
License(s)

State Registrations

B
Alabama 7/19/2023
B
Montana 7/19/2023
B
Alaska 7/19/2023
B
Nebraska 7/19/2023
B
Arizona 7/19/2023
B
Nevada 7/19/2023
B
Arkansas 7/19/2023
B
New Hampshire 7/19/2023
B
California 7/19/2023
B
New Jersey 7/19/2023
IA
California 7/20/2023
B
New Mexico 7/19/2023
B
Colorado 7/19/2023
B
New York 7/19/2023
B
Connecticut 7/19/2023
B
North Carolina 7/19/2023
B
Delaware 7/19/2023
B
North Dakota 7/19/2023
B
District of Columbia 7/19/2023
B
Ohio 7/19/2023
B
Florida 7/19/2023
B
Oklahoma 7/19/2023
B
Georgia 7/19/2023
B
Oregon 7/19/2023
B
Hawaii 7/19/2023
B
Pennsylvania 7/19/2023
B
Idaho 7/19/2023
B
Puerto Rico 7/19/2023
B
Illinois 7/19/2023
B
Rhode Island 7/19/2023
B
Indiana 7/19/2023
B
South Carolina 7/19/2023
B
Iowa 7/19/2023
B
South Dakota 7/19/2023
B
Kansas 7/19/2023
B
Tennessee 7/19/2023
B
Kentucky 7/19/2023
B
Texas 7/19/2023
B
Louisiana 7/19/2023
B
Utah 7/19/2023
B
Maine 7/19/2023
B
Vermont 7/19/2023
B
Maryland 7/19/2023
B
Virgin Islands 7/19/2023
B
Massachusetts 7/19/2023
B
Virginia 7/19/2023
B
Michigan 7/19/2023
B
Washington 7/19/2023
B
Minnesota 7/19/2023
B
West Virginia 7/19/2023
B
Mississippi 7/19/2023
B
Wisconsin 7/19/2023
B
Missouri 7/19/2023
B
Wyoming 7/19/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HSBC SECURITIES (USA) INC. (CRD#:19585)
15315 CULVER DRIVE SUITE # 187, IRVINE, CA 92604
Registered with this firm since 7/20/2023
B
HSBC SECURITIES (USA) INC. (CRD#:19585)
15315 CULVER DRIVE SUITE # 187, IRVINE, CA 92604
Registered with this firm since 7/19/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/03/2023 - 07/17/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) BREA, CA
B
 05/03/2023 - 07/17/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) BREA, CA
IA
 01/22/2020 - 08/23/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) UPLAND, CA
B
 12/23/2019 - 08/23/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) UPLAND, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.