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Detailed Report
MELISSA P SPICKLER
MELISSA P PLOTKIN, M PLOTKIN SPICKLER, MELISSA PLOTKIN SPICKLER, MELISSA P PLOTKINS, MELISSA PLOTKINSPICKLER…
CRD#: 719397
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39577 WOODWARD AVE
BLOOMFIELD HILLS, MI 48304
Registration History
1980198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - Present (38 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1980 - Present (44 years)
Disclosure(s)
View By:
8/25/2022
Customer Dispute
Settled
8/25/2022
Customer Dispute
Settled
8/15/2005
Customer Dispute
Denied
9/14/2004
Customer Dispute
Denied
3/16/2004
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/11/2007
B
Nevada 1/17/2007
B
Arizona 3/24/1984
B
New Jersey 1/7/2002
B
California 3/24/1984
B
New Mexico 8/31/2017
B
Colorado 9/7/2010
B
New York 5/1/1998
B
Connecticut 7/25/2023
B
North Carolina 1/9/1998
B
Delaware 11/14/2002
B
Ohio 10/27/1982
B
Florida 5/9/1983
B
Oregon 1/10/2014
B
Georgia 1/11/2007
B
Pennsylvania 4/8/2009
B
Illinois 3/4/1987
B
Rhode Island 9/6/2022
B
Indiana 8/2/1993
B
South Carolina 11/8/2018
B
Kentucky 1/31/2014
B
Tennessee 10/19/2010
B
Louisiana 8/16/2017
B
Texas 8/26/1986
B
Maryland 4/27/1987
IA
Texas 8/26/1986
B
Massachusetts 5/27/2011
B
Utah 1/11/1999
B
Michigan 3/5/1983
B
Virginia 1/5/2012
IA
Michigan 9/17/2010
B
Washington 5/14/2008
B
Minnesota 12/5/2012
B
West Virginia 2/22/2021
B
Missouri 12/12/1995
B
Wisconsin 7/9/1991
B
Montana 8/17/2021

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39577 WOODWARD AVE, BLOOMFIELD HILLS, MI 48304
Registered with this firm since 8/26/1986
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39577 WOODWARD AVE, BLOOMFIELD HILLS, MI 48304
Registered with this firm since 11/25/1980
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.