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W R WALDEISEN III
ROBERT ROBERT WALDEISEN III, ROBERT WALDEISEN III, W ROBERT WALDEISEN III, W ROBERT WALDEISEN, WILLIAM ROBERT WALDEISEN III
CRD#: 719375
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 720 South Atherton Street
State College, PA 16801
Registration History
1980198519901995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2013 - Present (11 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1985 - 1993 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1980 - 1985 (4 years)
License(s)

State Registrations

B
Alabama 8/1/2023

B
Nevada 8/1/2023

B
Alaska 8/1/2023

B
New Hampshire 8/1/2023

B
Arizona 6/1/2009

B
New Jersey 6/8/2016

B
Arkansas 8/1/2023

B
New Mexico 8/1/2023

B
California 6/1/2009

B
New York 6/1/2009

B
Colorado 7/8/2021

B
North Carolina 6/1/2009

B
Connecticut 6/1/2009

B
North Dakota 8/1/2023

B
Delaware 8/1/2023

B
Ohio 9/8/2009

B
District of Columbia 8/1/2023

B
Oklahoma 8/1/2023

B
Florida 6/11/2010

B
Oregon 1/18/2023

B
Georgia 6/1/2009

B
Pennsylvania 6/1/2009

B
Hawaii 8/1/2023

IA
Pennsylvania 7/31/2013

B
Idaho 8/1/2023

B
Puerto Rico 8/1/2023

B
Illinois 9/6/2019

B
Rhode Island 7/8/2021

B
Indiana 6/16/2023

B
South Carolina 8/1/2023

B
Iowa 8/1/2023

B
South Dakota 8/1/2023

B
Kansas 8/1/2023

B
Tennessee 6/1/2009

B
Kentucky 8/1/2023

B
Texas 7/9/2021

B
Louisiana 8/1/2023

IA
Texas 7/23/2021

B
Maine 8/1/2023

B
Utah 8/1/2023

B
Maryland 6/1/2009

B
Vermont 5/24/2010

B
Massachusetts 1/4/2023

B
Virgin Islands 8/1/2023

B
Michigan 6/1/2009

B
Virginia 6/1/2009

B
Minnesota 2/28/2023

B
Washington 8/1/2023

B
Mississippi 8/1/2023

B
West Virginia 8/1/2023

B
Missouri 9/6/2019

B
Wisconsin 8/1/2023

B
Montana 8/1/2023

B
Wyoming 8/1/2023

B
Nebraska 8/1/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
720 South Atherton Street, State College, PA 16801
Registered with this firm since 7/31/2013

B
MORGAN STANLEY (CRD#:149777)
720 South Atherton Street, State College, PA 16801
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) STATE COLLEGE, PA
B
05/31/1985 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
11/25/1980 - 06/28/1985 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.