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Detailed Report
GRANT DOUGLAS PRESCOTT
CRD#: 7191376
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 30950 RANCHO VIEJO ROAD
SUITE 100
SAN JUAN CAPISTRANO, CA 92675
Registration History
20202021202220232024202520262 FIRMS2022 - Present (2 years)BWEDBUSH SECURITIES INC. (CRD# 877)2020 - 2022 (2 years)
License(s)

State Registrations

B
Arizona 1/9/2024
B
New Mexico 10/29/2024
B
California 2/2/2022
B
New York 9/26/2022
IA
California 6/14/2022
B
Oregon 1/10/2024
B
Colorado 1/9/2024
B
Pennsylvania 10/29/2024
B
Florida 1/9/2024
B
South Carolina 11/14/2023
B
Hawaii 4/14/2023
B
Texas 1/9/2024
B
Idaho 1/9/2024
IA
Texas 1/9/2024
B
Minnesota 1/9/2024
B
Utah 1/30/2023
B
Missouri 10/29/2024
B
Virginia 1/9/2024
B
Montana 11/14/2023
B
Washington 1/9/2024
B
Nevada 10/29/2024
B
Wyoming 9/26/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
30950 RANCHO VIEJO ROAD SUITE 100, SAN JUAN CAPISTRANO, CA 92675
Registered with this firm since 6/14/2022
B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
30950 RANCHO VIEJO ROAD SUITE 100, SAN JUAN CAPISTRANO, CA 92675
Registered with this firm since 2/2/2022
Previous Registration(s)
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B
 01/03/2020 - 01/28/2022 WEDBUSH SECURITIES INC. (CRD#:877) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.