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DAVID SCOTT GRAEHLER
DAVID S GRAEHLER, David S. Graehler, David Scott Graehler, David Graehler
CRD#: 7190515
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3490 YOUNGFIELD ST
WHEAT RIDGE, CO 80401
Registration History
201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - 2022 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - 2020 (<1 year)
License(s)

State Registrations

B
California 4/12/2024

IA
Colorado 7/8/2024

B
Colorado 4/11/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3490 YOUNGFIELD ST, WHEAT RIDGE, CO 80401
Registered with this firm since 7/8/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3490 YOUNGFIELD ST, WHEAT RIDGE, CO 80401
Registered with this firm since 4/11/2024

Previous Registration(s)
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12/04/2020 - 04/13/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
12/02/2019 - 08/27/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) LEXINGTON, KY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.