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JOHN CARL VARRICCHIO
CRD#: 718964
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 266 MERRICK RD
LYNBROOK, NY 11563
Registration History
1980198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1980 - Present (44 years)
Disclosure(s)
View By:
3/25/1997
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Connecticut 4/15/1993

IA
New York 4/19/2021

B
Florida 5/9/1983

B
North Dakota 4/3/2014

B
Georgia 9/24/2024

B
Pennsylvania 11/14/2016

B
Massachusetts 5/18/1994

IA
Texas 2/22/2023

B
New Jersey 8/24/1983

B
Vermont 2/5/2019

B
New York 9/9/1981

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
Merrick, NY
Registered with this firm since 4/19/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
Merrick, NY
Registered with this firm since 11/21/1980

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.