Individual Firm
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Mark Anton Luning
CRD#: 718838
IA
B
MORGAN STANLEYCRD#: 149777 8889 Pelican Bay Boulevard
Suite 300
Naples, FL 34108
Suite 300
Naples, FL 34108
0
Disclosures
27
Years of Experience
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State Registrations
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California 5/3/2017
B
Michigan 5/3/2017
B
Colorado 7/8/2019
B
Minnesota 5/3/2017
B
Connecticut 5/3/2017
B
Missouri 5/3/2017
B
Delaware 1/6/2021
B
New Hampshire 5/3/2017
B
District of Columbia 5/3/2017
B
New Jersey 5/3/2017
B
Florida 3/21/2017
B
New York 5/3/2017
IA
Florida 3/22/2017
B
North Carolina 5/4/2017
B
Georgia 9/3/2020
B
Ohio 11/2/2023
B
Idaho 8/16/2022
B
Pennsylvania 5/3/2017
B
Illinois 5/3/2017
B
Texas 12/18/2019
B
Indiana 12/1/2023
IA
Texas 4/8/2020
B
Iowa 6/6/2019
B
Utah 7/3/2017
B
Maryland 5/3/2017
B
Virginia 5/3/2017
B
Massachusetts 5/3/2017
B
Washington 8/16/2022
SRO Registrations
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B
B
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IA
Registered with this firm since 3/22/2017
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Registered with this firm since 3/21/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/09/2015 - 10/26/2016 | NAPLES, FL | |
B | 01/23/2015 - 10/26/2016 | NAPLES, FL | |
B | 09/18/2013 - 01/20/2015 | CORAL GABLES, FL | |
B | 09/09/2004 - 03/16/2009 | NASHVILLE, TN | |
B | 07/30/1990 - 02/03/1993 | ||
B | 03/14/1989 - 07/20/1990 | ||
B | 03/14/1989 - 07/20/1990 | ||
B | 03/14/1989 - 07/20/1990 | ||
B | 11/20/1980 - 11/14/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.