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Detailed Report
Quinton Baker
Quinton James Baker
CRD#: 7186888
IA
Investment Adviser
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Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 407 N PARSONS AVE
BRANDON, FL 33510
Registration History
201920202021202220232024202520262 FIRMS2021 - Present (3 years)IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2019 - 2021 (1 year)
License(s)

State Registrations

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Florida 6/29/2021
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Texas 7/28/2021
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Florida 8/4/2021
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Texas 7/28/2021
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Tennessee 7/28/2021
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Utah 7/28/2021

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
407 N PARSONS AVE, BRANDON, FL 33510
Wesley Chapel, FL
Registered with this firm since 7/28/2021
B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
407 N PARSONS AVE, BRANDON, FL 33510
Wesley Chapel, FL
Registered with this firm since 6/28/2021
Previous Registration(s)
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 11/05/2019 - 06/23/2021 AE WEALTH MANAGEMENT, LLC (CRD#:282580) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.