Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Miguel Salazar
CRD#: 7185943
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7600 Broadway
Suite 100
San Antonio, TX 78209
Registration History
2020202120222023202420252026IAMORGAN STANLEY (CRD# 149777)2021 - Present (3 years)BMORGAN STANLEY (CRD# 149777)2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 1/4/2022
B
Montana 9/21/2021
B
Alaska 1/4/2022
B
Nebraska 9/21/2021
B
Arizona 2/8/2024
B
Nevada 9/21/2021
B
Arkansas 9/21/2021
B
New Hampshire 1/4/2022
B
California 9/21/2021
B
New Jersey 9/21/2021
B
Colorado 9/21/2021
B
New Mexico 9/21/2021
B
Delaware 1/4/2022
B
New York 9/21/2021
B
District of Columbia 1/4/2022
B
North Carolina 9/21/2021
B
Florida 9/21/2021
B
North Dakota 9/21/2021
B
Georgia 9/21/2021
B
Ohio 4/11/2024
B
Hawaii 9/21/2021
B
Oklahoma 1/4/2022
B
Idaho 9/21/2021
B
Oregon 9/21/2021
B
Illinois 9/21/2021
B
Pennsylvania 9/21/2021
B
Indiana 1/4/2022
B
Puerto Rico 9/21/2021
B
Iowa 9/21/2021
B
Rhode Island 9/21/2021
B
Kansas 9/21/2021
B
South Carolina 9/21/2021
B
Kentucky 1/4/2022
B
South Dakota 9/21/2021
B
Louisiana 9/21/2021
B
Tennessee 1/4/2022
B
Maine 1/4/2022
B
Texas 7/24/2021
B
Maryland 9/21/2021
IA
Texas 7/24/2021
B
Massachusetts 9/21/2021
B
Utah 9/21/2021
B
Michigan 1/4/2022
B
Virginia 9/21/2021
B
Minnesota 9/21/2021
B
Washington 9/21/2021
B
Mississippi 9/21/2021
B
Wisconsin 9/21/2021
B
Missouri 9/21/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7600 Broadway Suite 100, San Antonio, TX 78209
Registered with this firm since 7/24/2021
B
MORGAN STANLEY (CRD#:149777)
7600 Broadway Suite 100, San Antonio, TX 78209
Registered with this firm since 12/17/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.