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Detailed Report
YUNA FRANCES LARUE
YUNA FRANCES EVANS
CRD#: 7184127
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE CENTURY TOWER
265 CHURCH STREET
NEW HAVEN, CT 06510
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 265 CHURCH ST
ONE CENTURY TOWER
NEW HAVEN, CT 06510-7013
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
California 12/18/2024
B
New Jersey 1/5/2025
B
Colorado 1/5/2025
B
New York 1/5/2025
B
Connecticut 10/6/2021
B
North Carolina 1/5/2025
IA
Connecticut 10/7/2021
B
Pennsylvania 1/5/2025
B
Florida 1/5/2025
B
Rhode Island 11/11/2024
B
Maine 1/5/2025
B
South Carolina 1/5/2025
B
Massachusetts 1/5/2025
B
Texas 11/8/2024
B
New Hampshire 11/8/2024
B
Vermont 1/5/2025

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE CENTURY TOWER 265 CHURCH STREET, NEW HAVEN, CT 06510
Registered with this firm since 10/7/2021
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
265 CHURCH ST ONE CENTURY TOWER, NEW HAVEN, CT 06510-7013
WALLINGFORD, CT
Registered with this firm since 10/6/2021
Previous Registration(s)
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IA
 12/04/2020 - 09/20/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) NORTH HAVEN, CT
B
 08/13/2020 - 09/20/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) NORTH HAVEN, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.