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Detailed Report
Kaleb A Simington
Kaleb Andrew Simington
CRD#: 7182353
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 949 Shady Grove Rd S FL 2
Memphis, TN 38120
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 949 SHADY GROVE ROAD S, 2nd Floor, Ste. 200
MEMPHIS, TN 38120
Registration History
201920202021202220232024202520262 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arkansas 1/16/2025
B
North Carolina 1/26/2024
B
Colorado 1/5/2023
B
Oregon 11/19/2024
B
Florida 10/7/2024
B
Tennessee 8/12/2022
B
Georgia 12/4/2023
IA
Tennessee 8/12/2022
B
Kentucky 8/12/2022
B
Texas 1/25/2024
B
Mississippi 8/12/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
949 Shady Grove Rd S FL 2, Memphis, TN 38120
Registered with this firm since 8/12/2022
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
949 SHADY GROVE ROAD S, 2nd Floor, Ste. 200, MEMPHIS, TN 38120
Registered with this firm since 8/12/2022
Previous Registration(s)
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IA
 11/20/2019 - 08/12/2022 FIRST HORIZON ADVISORS, INC (CRD#:17117) MEMPHIS, TN
B
 10/09/2019 - 08/12/2022 FIRST HORIZON ADVISORS, INC. (CRD#:17117) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.