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NATHAN FRITZ-JOSEPH
Nathan Fritz, Nathan Woodfork
CRD#: 7181410
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 884 ALLBRITTON BOULEVARD
SUITE 205
MT. PLEASANT, SC 29464
SUITE 205
MT. PLEASANT, SC 29464
0
Disclosures
3
Years of Experience
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State Registrations
B
North Carolina 11/14/2024
IA
South Carolina 11/14/2024
B
South Carolina 11/14/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/14/2024
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Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/25/2023 - 11/14/2024 | MT. PLEASANT, SC | |
B | 04/25/2023 - 11/14/2024 | MT. PLEASANT, SC | |
IA | 09/02/2020 - 05/16/2022 | MT PLEASANT, SC | |
B | 09/02/2020 - 05/16/2022 | MT PLEASANT, SC | |
IA | 12/16/2019 - 02/06/2020 | Charleston, SC | |
B | 11/22/2019 - 02/06/2020 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.