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Detailed Report
Daniel Joseph Pagliaroli
CRD#: 7180456
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 PASADENA, CA
NYLIFE SECURITIES LLCCRD#: 5167 55 S LAKE AVE
SUITE 200
PASADENA, CA 91101-2676
Registration History
2020202120222023202420252026IAEAGLE STRATEGIES LLC (CRD# 110826)2022 - Present (2 years)BNYLIFE SECURITIES LLC (CRD# 5167)2020 - Present (4 years)
License(s)

State Registrations

B
California 6/26/2020
B
Massachusetts 8/2/2022
IA
California 7/12/2022
B
Nevada 10/16/2024
B
Colorado 7/19/2023
B
New York 7/21/2020
B
Florida 7/21/2020
B
North Carolina 8/8/2023
B
Indiana 10/16/2024
B
Virginia 1/13/2023
B
Maine 7/13/2023
B
Washington 9/25/2024
B
Maryland 3/13/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
PASADENA, CA
Registered with this firm since 7/12/2022
B
NYLIFE SECURITIES LLC (CRD#:5167)
55 S LAKE AVE SUITE 200, PASADENA, CA 91101-2676
Registered with this firm since 6/6/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.