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Detailed Report
JOHN DAVID DAMRICH
CRD#: 7179490
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2501 20TH PL S STE 350
BIRMINGHAM, AL 35223
Registration History
2021202220232024202520262 FIRMS2023 - Present (2 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2021 - 2023 (1 year)IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2022 - 2023 (<1 year)
License(s)

State Registrations

B
Alabama 1/20/2023
B
Mississippi 10/3/2023
IA
Alabama 1/20/2023
B
New Hampshire 10/3/2023
B
Arizona 4/1/2025
B
New Jersey 1/20/2023
B
Arkansas 10/3/2023
B
New York 10/3/2023
B
California 10/3/2023
B
North Carolina 10/3/2023
B
Colorado 10/3/2023
B
Ohio 10/4/2023
B
Delaware 10/3/2023
B
Oklahoma 10/3/2023
B
District of Columbia 10/3/2023
B
Oregon 10/3/2023
B
Florida 1/20/2023
B
Pennsylvania 10/3/2023
B
Georgia 10/3/2023
B
South Carolina 1/20/2023
B
Illinois 10/3/2023
B
Tennessee 1/20/2023
B
Indiana 1/20/2023
B
Texas 10/3/2023
B
Kansas 10/3/2023
IA
Texas 10/3/2023
B
Kentucky 10/3/2023
B
Utah 11/26/2024
B
Louisiana 10/3/2023
B
Virginia 1/20/2023
B
Maine 10/3/2023
B
Washington 10/3/2023
B
Massachusetts 10/3/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2501 20TH PL S STE 350, BIRMINGHAM, AL 35223
Registered with this firm since 1/20/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2501 20TH PL S STE 350, BIRMINGHAM, AL 35223
Registered with this firm since 1/20/2023
Previous Registration(s)
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IA
 03/10/2022 - 01/24/2023 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) BIRMINGHAM, AL
B
 10/07/2021 - 01/24/2023 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.