• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Peter Rohr
Peter Andrew Rohr Jr
CRD#: 7178766
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 724 W LANCASTER AVE
PBIG - WAYNE
WAYNE, PA 19087
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 1/22/2021

B
New Jersey 2/22/2022

B
Arkansas 1/22/2021

B
New York 2/28/2022

B
California 3/8/2021

B
North Carolina 1/22/2021

B
Colorado 8/4/2022

B
Ohio 2/24/2022

B
Connecticut 5/19/2023

B
Oregon 10/17/2023

B
Delaware 6/25/2024

B
Pennsylvania 1/3/2022

B
District of Columbia 2/23/2022

IA
Pennsylvania 1/3/2022

B
Florida 1/22/2021

B
South Carolina 1/22/2021

B
Georgia 1/22/2021

B
Tennessee 12/16/2020

B
Illinois 3/23/2022

IA
Tennessee 12/18/2020

B
Iowa 6/17/2022

B
Texas 1/22/2021

B
Kentucky 1/22/2021

IA
Texas 1/27/2021

B
Maine 5/12/2022

B
Utah 2/22/2022

B
Maryland 2/23/2022

B
Vermont 7/10/2023

B
Massachusetts 3/23/2022

B
Virgin Islands 2/22/2022

B
Mississippi 1/22/2021

B
Virginia 1/22/2021

B
Missouri 1/22/2021

B
Washington 4/4/2022

B
New Hampshire 11/9/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
724 W LANCASTER AVE PBIG - WAYNE, WAYNE, PA 19087
Registered with this firm since 12/18/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
724 W LANCASTER AVE PBIG - WAYNE, WAYNE, PA 19087
Registered with this firm since 11/13/2020

For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.