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Andrea Miller
Andrea Lynn Farha, ANDREA L MILLER
CRD#: 7178297
IA
B
FIFTH THIRD SECURITIES, INC.CRD#: 628 444 HAVENS CORNER ROAD
GAHANNA, OH 43230
GAHANNA, OH 43230
0
Disclosures
5
Years of Experience
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State Registrations
B
Missouri 8/19/2024
B
Ohio 9/27/2022
IA
Missouri 8/22/2024
IA
Ohio 9/27/2022
SRO Registrations
B
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IA
Registered with this firm since 9/27/2022
B
Registered with this firm since 9/27/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/02/2020 - 07/13/2022 | MASON, OH | |
B | 11/15/2019 - 07/13/2022 | MASON, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.