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Detailed Report
MARC STEVEN RICHMAN
CRD#: 717797
IA
Investment Adviser
B
Broker
WICK CAPITAL PARTNERS, LLCCRD#: 299194 150 N. RADNOR CHESTER ROAD
SUITE A225
WAYNE, PA 19087
NEWPOINT REAL ESTATE CAPITAL SECURITIES LLCCRD#: 321842 Haverford, PA
Registration History
19801985199019952000200520102015202020252 FIRMS2012 - 2022 (10 years)2 FIRMS2024 - Present (<1 year)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2005 - 2012 (6 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1998 - 2005 (7 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1998 (3 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1980 - 1995 (14 years)IADEUTSCHE BANK SECURITIES INC. (CRD# 2525)2007 - 2012 (5 years)
License(s)

State Registrations

B
New York 11/5/2024
IA
Pennsylvania 11/24/2024
B
Pennsylvania 11/5/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WICK CAPITAL PARTNERS, LLC (CRD#:299194)
150 N. RADNOR CHESTER ROAD SUITE A225, WAYNE, PA 19087
Registered with this firm since 11/24/2024
B
NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC (CRD#:321842)
Haverford, PA
Registered with this firm since 11/5/2024
Previous Registration(s)
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IA
 03/29/2012 - 12/22/2022 MORGAN STANLEY (CRD#:149777) West Conshohocken, PA
B
 03/29/2012 - 12/22/2022 MORGAN STANLEY (CRD#:149777) West Conshohocken, PA
IA
 03/01/2007 - 04/13/2012 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) PHILADELPHIA, PA
B
 12/05/2005 - 04/13/2012 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) PHILADELPHIA, PA
B
 07/10/1998 - 12/19/2005 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 01/28/1995 - 07/20/1998 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 10/24/1980 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.