• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DUONG VUONG
CRD#: 7177930
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 100 NEW MILLENNIUM WAY
DURHAM, NC 27709
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 GREENSBORO, NC
Registration History
20192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Alabama 10/12/2021

B
Nevada 10/12/2021

B
Alaska 10/12/2021

B
New Hampshire 10/12/2021

B
Arizona 10/12/2021

B
New Jersey 10/12/2021

B
Arkansas 10/12/2021

B
New Mexico 10/12/2021

B
California 10/12/2021

B
New York 10/12/2021

B
Colorado 10/12/2021

B
North Carolina 10/12/2021

B
Connecticut 10/12/2021

IA
North Carolina 9/1/2022

B
Delaware 10/12/2021

B
North Dakota 10/12/2021

B
District of Columbia 10/12/2021

B
Ohio 10/12/2021

B
Florida 10/12/2021

B
Oklahoma 10/12/2021

B
Georgia 10/12/2021

B
Oregon 10/12/2021

B
Hawaii 10/12/2021

B
Pennsylvania 10/12/2021

B
Idaho 10/12/2021

B
Puerto Rico 10/12/2021

B
Illinois 10/12/2021

B
Rhode Island 10/12/2021

B
Indiana 10/12/2021

B
South Carolina 10/12/2021

B
Iowa 10/12/2021

B
South Dakota 10/12/2021

B
Kansas 10/12/2021

B
Tennessee 10/12/2021

B
Kentucky 10/12/2021

B
Texas 10/12/2021

B
Louisiana 10/12/2021

IA
Texas 9/1/2022

B
Maine 10/12/2021

B
Utah 10/12/2021

B
Maryland 10/12/2021

B
Vermont 10/12/2021

B
Massachusetts 10/12/2021

B
Virgin Islands 10/12/2021

B
Michigan 10/12/2021

B
Virginia 10/12/2021

B
Minnesota 10/12/2021

B
Washington 10/12/2021

B
Mississippi 10/12/2021

B
West Virginia 10/12/2021

B
Missouri 10/12/2021

B
Wisconsin 10/12/2021

B
Montana 10/12/2021

B
Wyoming 10/12/2021

B
Nebraska 10/12/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
100 NEW MILLENNIUM WAY, DURHAM, NC 27709
Registered with this firm since 9/1/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
GREENSBORO, NC
100 NEW MILLENNIUM WAY, DURHAM, NC 27709
Registered with this firm since 10/12/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/02/2019 - 10/06/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.