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Detailed Report
James Britton Richardson
CRD#: 7177103
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 2470 Daniels Bridge Road
Bldg 100 Ste 151
Athens, GA 30606
Registration History
20192020202120222023202420252026IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2020 - Present (5 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 1/4/2021
IA
Georgia 1/15/2020
B
Arizona 1/29/2024
B
North Carolina 8/11/2021
B
Arkansas 1/29/2024
B
South Carolina 7/12/2021
B
Colorado 7/29/2020
B
Tennessee 3/17/2021
B
Florida 2/13/2020
B
Texas 7/13/2022
B
Georgia 1/13/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2470 Daniels Bridge Road Bldg 100 Ste 151, Athens, GA 30606
Registered with this firm since 1/15/2020
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2470 Daniels Bridge Road Bldg 100 Ste 151, Athens, GA 30606
Registered with this firm since 11/20/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.