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Detailed Report
Clifford F Robbins III
Clifford F Robbins
CRD#: 7176685
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 599 E COLORADO BLVD
PASADENA, CA 91101
Registration History
2021202220232024202520262 FIRMS2023 - Present (1 year)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2022 - 2023 (1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2021 - 2022 (<1 year)IABANCWEST INVESTMENT SERVICES, ... (CRD# 29357)2023 - 2023 (<1 year)
License(s)

State Registrations

B
California 7/19/2023
IA
California 7/19/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
599 E COLORADO BLVD, PASADENA, CA 91101
PASADENA, CA
Registered with this firm since 7/19/2023
B
LPL FINANCIAL LLC (CRD#:6413)
599 E COLORADO BLVD, PASADENA, CA 91101
PASADENA, CA
Registered with this firm since 7/19/2023
Previous Registration(s)
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IA
 03/31/2023 - 07/19/2023 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) LOS ANGELES, CA
B
 01/19/2022 - 07/19/2023 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) LOS ANGELES, CA
B
 11/30/2021 - 01/14/2022 HSBC SECURITIES (USA) INC. (CRD#:19585) GLENDALE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.