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ADAM ANAKOTA
Adam R Anakota, Adam Anakotta
CRD#: 7175198
IA
B
WELLS FARGO ADVISORSCRD#: 19616 39265 PASEO PADRE PKWY
FREMONT, CA 94538
FREMONT, CA 94538
0
Disclosures
4
Years of Experience
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State Registrations
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California 7/15/2024
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South Carolina 9/16/2024
IA
California 7/15/2024
SRO Registrations
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IA
Registered with this firm since 7/15/2024
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Registered with this firm since 7/15/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/05/2022 - 07/17/2024 | CUPERTINO, CA | |
B | 06/27/2022 - 07/17/2024 | CUPERTINO, CA | |
B | 09/14/2020 - 06/10/2022 | FREMONT, CA |
CUPERTINO, CA
07/05/2022 - 07/17/2024
CUPERTINO, CA
06/27/2022 - 07/17/2024
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.