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Detailed Report
MICHAEL BRIAN LEVIN
CRD#: 717490
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 2385 NW Executive Center Drive
Suite 200
Boca Raton, FL 33431
Registration History
19801985199019952000200520102015202020252 FIRMS1989 - 2004 (15 years)2 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - Present (19 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1989 - 1989 (<1 year)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1989 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1980 - 1988 (7 years)
Disclosure(s)
View By:
6/20/2007
Customer Dispute
Settled
9/26/2005
Customer Dispute
Denied
2/20/2001
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Alabama 2/3/2020
B
Nebraska 11/11/2021
B
Alaska 11/11/2021
B
Nevada 11/14/2005
B
Arizona 11/14/2005
B
New Hampshire 12/8/2005
B
Arkansas 11/14/2005
B
New Jersey 11/14/2005
B
California 11/14/2005
B
New Mexico 2/16/2017
B
Colorado 11/14/2005
B
New York 11/14/2005
B
Connecticut 11/14/2005
IA
New York 6/20/2021
B
Delaware 11/11/2021
B
North Carolina 11/14/2005
B
District of Columbia 11/14/2005
B
North Dakota 11/20/2018
B
Florida 11/14/2005
B
Ohio 11/14/2005
IA
Florida 11/15/2005
B
Oklahoma 11/11/2021
B
Georgia 12/8/2005
B
Oregon 11/11/2021
B
Hawaii 10/4/2024
B
Pennsylvania 11/14/2005
B
Idaho 11/15/2005
B
Puerto Rico 11/11/2021
B
Illinois 11/14/2005
B
Rhode Island 11/11/2021
B
Indiana 11/11/2021
B
South Carolina 11/20/2018
B
Iowa 11/11/2021
B
South Dakota 11/11/2021
B
Kansas 11/11/2021
B
Tennessee 11/14/2005
B
Kentucky 3/23/2020
B
Texas 11/14/2005
B
Louisiana 12/20/2005
IA
Texas 8/28/2019
B
Maine 11/15/2005
B
Utah 11/11/2021
B
Maryland 11/14/2005
B
Vermont 11/21/2005
B
Massachusetts 11/14/2005
B
Virgin Islands 5/18/2020
B
Michigan 11/11/2021
B
Virginia 11/14/2005
B
Minnesota 11/14/2005
B
Washington 11/14/2005
B
Mississippi 1/3/2012
B
West Virginia 11/11/2021
B
Missouri 11/14/2005
B
Wisconsin 11/11/2021
B
Montana 11/11/2021
B
Wyoming 6/2/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
2385 NW Executive Center Drive Suite 200, Boca Raton, FL 33431
Registered with this firm since 11/15/2005
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
2385 NW Executive Center Drive Suite 200, Boca Raton, FL 33431
Registered with this firm since 11/14/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/09/2004 - 12/09/2005 ADVEST, INC. (CRD#:10) BOCA RATON, FL
B
 07/16/2004 - 12/09/2005 ADVEST, INC. (CRD#:10) BOCA RATON, FL
IA
 06/12/1989 - 08/13/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOCA RATON, FL
B
 06/10/1989 - 08/13/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 05/18/1989 - 06/09/1989 PAINEWEBBER INCORPORATED (CRD#:8174)
B
 02/15/1988 - 06/05/1989 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
 10/24/1980 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.