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Detailed Report
JANET FARFAN-ALVARADO
JANET FARFAN ALVARADO, JANET FARFAN ALVARADO, JANET FARFANALVARADO
CRD#: 7174863
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 800 Newport Center Drive
Suite 500
Newport Beach, CA 92660
Registration History
201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2022 - 2024 (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - 2021 (1 year)IAWELLS FARGO ADVISORS (CRD# 19616)2024 - 2024 (<1 year)
License(s)

State Registrations

B
Alabama 7/15/2024
B
Michigan 7/15/2024
B
Arizona 7/15/2024
B
Minnesota 7/15/2024
B
California 7/12/2024
B
Montana 7/15/2024
IA
California 7/12/2024
B
Nebraska 7/15/2024
B
Colorado 7/15/2024
B
Nevada 7/15/2024
B
Connecticut 7/15/2024
B
New Jersey 7/15/2024
B
Delaware 7/15/2024
B
New Mexico 7/15/2024
B
District of Columbia 7/15/2024
B
New York 7/15/2024
B
Florida 7/15/2024
B
North Carolina 7/15/2024
B
Georgia 7/15/2024
B
Ohio 7/16/2024
B
Hawaii 7/15/2024
B
Oklahoma 7/15/2024
B
Idaho 7/15/2024
B
Oregon 7/15/2024
B
Illinois 7/15/2024
B
Pennsylvania 7/15/2024
B
Indiana 7/15/2024
B
Rhode Island 7/15/2024
B
Iowa 7/15/2024
B
South Carolina 7/15/2024
B
Kansas 7/15/2024
B
South Dakota 7/15/2024
B
Kentucky 7/15/2024
B
Tennessee 7/15/2024
B
Louisiana 7/15/2024
B
Texas 7/15/2024
B
Maine 7/15/2024
IA
Texas 7/19/2024
B
Maryland 7/15/2024
B
Utah 7/15/2024
B
Massachusetts 7/15/2024
B
Virginia 7/15/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
800 Newport Center Drive Suite 500, Newport Beach, CA 92660
Registered with this firm since 7/12/2024
B
MORGAN STANLEY (CRD#:149777)
800 Newport Center Drive Suite 500, Newport Beach, CA 92660
Registered with this firm since 7/12/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/08/2024 - 07/12/2024 WELLS FARGO ADVISORS (CRD#:19616) IRVINE, CA
B
 04/21/2022 - 07/12/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) IRVINE, CA
B
 10/31/2019 - 05/26/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ORANGE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.